SFC Licences of LAI Siu Cheung, Philip 黎兆章
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 27 June 2019 | |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 22 March 2013 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 22 March 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 April 2011 | 07 December 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 October 2007 | 07 December 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 29 October 2007 | 10 November 2011 |