SFC Licences of LIU Miao 劉淼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 9 | 20 June 2012 | 11 January 2017 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 | RE | 4 | 20 June 2012 | 11 January 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 23 May 2011 | 18 November 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 07 October 2010 | 11 May 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 25 October 2007 | 24 September 2010 |