SFC Licences of CHAN Man Yuen 陳文源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Motto Global Asset Management Limited 銘基環球資產管理有限公司 RO 4 03 February 2023
Motto Global Asset Management Limited 銘基環球資產管理有限公司 RO 9 05 December 2022
Motto Global Asset Management Limited 銘基環球資產管理有限公司 RE 9 18 November 2022 05 December 2022
Soteria Asset Management Limited 泓泰資產管理有限公司 RO 9 14 July 2021 20 February 2022
Soteria Asset Management Limited 泓泰資產管理有限公司 RE 9 08 July 2021 14 July 2021
Afflux Securities Limited 上高證券有限公司 RE 9 21 September 2020 10 January 2021
Afflux Securities Limited 上高證券有限公司 RE 4 21 September 2020 10 January 2021
Afflux Securities Limited 上高證券有限公司 RE 1 21 September 2020 10 January 2021
Awaken Thunder Capital Limited 春雷資本有限公司 RO 9 11 March 2019 22 July 2020
Awaken Thunder Capital Limited 春雷資本有限公司 RO 4 11 March 2019 22 July 2020
Awaken Thunder Capital Limited 春雷資本有限公司 RO 1 11 March 2019 22 July 2020
Regan International Asset Management Limited 雷根國際資産管理有限公司 RO 9 03 August 2017 14 May 2018
Regan International Asset Management Limited 雷根國際資産管理有限公司 RO 4 03 August 2017 14 May 2018
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 11 July 2016 28 July 2017
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 11 July 2016 28 July 2017
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 4 18 March 2015 13 April 2016
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 RE 3 13 February 2015 13 April 2016
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 RE 1 30 July 2014 13 April 2016
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 RE 2 30 July 2014 13 April 2016
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 27 February 2012 14 March 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 27 February 2012 14 March 2014
ICBC International Futures Limited 工銀國際期貨有限公司 RE 2 26 May 2011 22 February 2012
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 26 May 2011 22 February 2012
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 22 April 2009 09 May 2011
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 23 January 2008 09 May 2011
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 31 October 2007 09 May 2011