SFC Licences of LEE Ka Lun, Alan 李嘉倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 30 August 2023 | |
| South China Commodities Limited 南華期貨有限公司 | RO | 2 | 21 December 2017 | 31 May 2021 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 26 July 2017 | 21 December 2017 |
| South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 05 January 2017 | 31 May 2021 |
| South China Securities Limited 南華證券投資有限公司 | RO | 1 | 15 December 2016 | 31 May 2021 |
| South China Commodities Limited 南華期貨有限公司 | RO | 2 | 15 December 2016 | 15 June 2017 |
| South China Forex Limited 南華外匯有限公司 | RE | 3 | 23 April 2012 | 28 February 2021 |
| South China Commodities Limited 南華期貨有限公司 | RE | 2 | 18 July 2011 | 15 December 2016 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 18 July 2011 | 15 December 2016 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 21 July 2008 | 01 July 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 21 July 2008 | 01 July 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 31 October 2007 | 28 June 2008 |