SFC Licences of GAUDIO Julius Ralph
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RO | 9 | 04 October 2010 | 21 November 2014 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RO | 1 | 04 October 2010 | 21 November 2014 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 1 | 14 June 2010 | 14 July 2010 |
| D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司 | RE | 1 | 26 March 2009 | 26 April 2009 |