SFC Licenceholders of D. E. Shaw & Co. (Asia Pacific) Limited 德劭(亞太)有限公司
- regulatory@nyc.deshaw.com
- Website
- www.deshaw.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AGRAWAL Vishal | RE | 9 | 11 August 2015 | 29 November 2019 |
| BARRAI Francesco | RO | 9 | 03 July 2009 | 30 April 2018 |
| BARRAI Francesco | RO | 1 | 03 July 2009 | 30 April 2018 |
| BARRAI Francesco | RE | 9 | 02 April 2008 | 03 July 2009 |
| BECK III Andrew Ellingson | RE | 1 | 16 March 2010 | 30 March 2010 |
| BLACK Robert Stubley | RE | 9 | 11 May 2011 | 20 May 2022 |
| CHEUNG Ho 張灝 | RE | 9 | 02 June 2008 | 06 September 2013 |
| DEATON Adam Angus | RE | 1 | 08 August 2019 | |
| DING Qinbo 丁秦波 | RO | 9 | 01 August 2018 | |
| DING Qinbo 丁秦波 | RE | 9 | 10 September 2008 | 01 August 2018 |
| DINNING Anne Carolyn | RE | 1 | 03 March 2008 | 03 April 2008 |
| DWIVEDI Manish | RE | 9 | 13 October 2008 | 05 September 2011 |
| FISHMAN Edward Laurence | RE | 1 | 18 March 2019 | |
| GAUDIO Julius Ralph | RO | 9 | 04 October 2010 | 21 November 2014 |
| GAUDIO Julius Ralph | RO | 1 | 04 October 2010 | 21 November 2014 |
| GAUDIO Julius Ralph | RE | 1 | 14 June 2010 | 14 July 2010 |
| GAUDIO Julius Ralph | RE | 1 | 26 March 2009 | 26 April 2009 |
| GE Larry Yilei 葛一雷 | RE | 9 | 19 October 2012 | 27 July 2015 |
| GUPTA Vikash | RE | 9 | 05 October 2020 | 15 May 2022 |
| HALABY Alexis Anne | RE | 1 | 09 September 2019 | |
| HALL Benjamin Ian | RO | 9 | 28 February 2018 | 31 May 2018 |
| HALL Benjamin Ian | RE | 9 | 06 June 2008 | 28 February 2018 |
| HUANG Hanji 黃晗躋 | RE | 9 | 03 January 2008 | 29 March 2010 |
| HUYNH Amy Kim 王金美 | RE | 9 | 31 March 2016 | 08 October 2020 |
| IBUKI Jumpei 伊吹淳平 | RO | 1 | 14 January 2022 | |
| IBUKI Jumpei 伊吹淳平 | RE | 1 | 28 December 2021 | 14 January 2022 |
| KIM Yeun Joo | RE | 1 | 04 January 2021 | |
| KOELBEL Eric William | RE | 1 | 15 October 2019 | |
| KUMAR Manu | RE | 9 | 15 December 2010 | 04 June 2012 |
| LE Xintong 樂欣同 | RE | 9 | 22 July 2020 | |
| LEVY Howard Raymond | RE | 9 | 18 December 2007 | 02 February 2010 |
| LI Meng 李梦 | RE | 9 | 13 April 2016 | 28 June 2018 |
| LI Zhiyi 李知怡 | RE | 9 | 10 August 2021 | 01 December 2023 |
| LIANG Xueer 梁雪儿 | RE | 9 | 06 August 2021 | |
| MENG Liang 孟亮 | RO | 1 | 20 February 2008 | 18 March 2011 |
| MENG Liang 孟亮 | RO | 9 | 14 November 2007 | 18 March 2011 |
| PAN Yongchuan 潘永川 | RE | 9 | 25 August 2017 | 31 March 2018 |
| PANG Siu Taur 馮秀濤 | RO | 9 | 28 February 2018 | 10 September 2021 |
| PANG Siu Taur 馮秀濤 | RE | 9 | 08 December 2008 | 28 February 2018 |
| PATRIC Kevin Lawrence | RO | 1 | 16 April 2018 | |
| PATRIC Kevin Lawrence | RO | 9 | 10 April 2014 | |
| PATRIC Kevin Lawrence | RE | 9 | 07 May 2008 | 10 April 2014 |
| QIU Xiaodong 邱曉東 | RE | 9 | 14 August 2008 | 23 September 2013 |
| RONEY Scott Leigh | RE | 1 | 16 November 2012 | 16 February 2013 |
| RUSTUM John Patrick | RE | 1 | 16 March 2010 | 30 March 2010 |
| SALKIND Louis Ken | RO | 1 | 30 September 2011 | 30 October 2011 |
| SALKIND Louis Ken | RO | 1 | 22 January 2010 | 22 February 2010 |
| SALKIND Louis Ken | RO | 1 | 12 December 2008 | 12 January 2009 |
| SHI Cen 石岑 | RE | 9 | 25 March 2008 | 18 March 2011 |
| SHI Yunhan 石韞汉 | RE | 9 | 28 September 2017 | 30 September 2018 |
| SIT Ting Fong 薛定芳 | RE | 9 | 25 March 2008 | 25 March 2011 |
| STONE Maximilian Dana | RE | 1 | 16 March 2010 | 30 March 2010 |
| SUN Xiaolu 孫肖魯 | RE | 1 | 26 February 2020 | |
| SUN Xiaolu 孫肖魯 | RE | 9 | 19 October 2012 | 12 August 2019 |
| SUSEL Zachary Swid | RO | 1 | 06 July 2018 | |
| SUSEL Zachary Swid | RE | 1 | 29 May 2018 | 06 July 2018 |
| TANG Donald 唐堂 | RO | 1 | 20 February 2008 | 31 December 2017 |
| TANG Donald 唐堂 | RO | 9 | 14 November 2007 | 31 December 2017 |
| WIDJAJA Sophia | RE | 9 | 01 April 2009 | 25 March 2011 |
| WU Tzu Wen 吳子文 | RE | 9 | 04 September 2014 | 30 June 2018 |
| WU Tzu Wen 吳子文 | RE | 1 | 04 September 2014 | 30 June 2018 |
| YANG Yujia 楊雨佳 | RE | 9 | 10 September 2008 | 10 August 2021 |
| ZHENG Zheng 丁丁 | RE | 9 | 01 September 2008 | 05 September 2011 |
| ZHU Yuguang 朱禹光 | RE | 9 | 22 July 2020 |