SFC Licences of SWEETING Michael George

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 5 03 July 2020
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 03 July 2020
Morgan Stanley Hong Kong Securities Limited RE 7 17 December 2015
Morgan Stanley Hong Kong Securities Limited RE 2 17 December 2015
Morgan Stanley Hong Kong Securities Limited RE 1 17 December 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 December 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 29 October 2014 18 September 2015
Morgan Stanley Hong Kong Securities Limited RE 7 24 July 2013 21 July 2014
Morgan Stanley Hong Kong Securities Limited RE 2 11 April 2012 21 July 2014
Morgan Stanley Hong Kong Securities Limited RE 1 11 April 2012 21 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 11 April 2012 21 July 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 11 April 2012 24 July 2013
Morgan Stanley Hong Kong Securities Limited RE 2 07 February 2012 06 April 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 07 February 2012 06 April 2012
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 05 November 2007 05 December 2007