SFC Licences of LEUNG Richard Chi Wing 梁志榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Factorial Management Limited | RE | 9 | 13 July 2018 | 24 March 2019 |
Torq Capital Management (HK) Limited | RE | 9 | 07 November 2016 | 15 January 2018 |
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 9 | 11 March 2013 | 22 June 2016 |
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 4 | 11 March 2013 | 22 June 2016 |
Daiwa SB Investments (HK) Limited 大和住銀投信投資顧問(香港)有限公司 | RE | 1 | 11 March 2013 | 22 June 2016 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 28 September 2009 | 30 November 2012 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 4 | 13 July 2009 | 18 September 2009 |
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 13 March 2009 | 17 April 2009 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 09 November 2007 | 26 November 2008 |