SFC Licences of LAU Kwok Yiu Louis 劉國耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 9 | 04 November 2013 | 29 April 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 16 September 2013 | 29 April 2014 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 31 July 2013 | 29 April 2014 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 31 July 2013 | 29 April 2014 |