SFC Licences of CHAU Pak Ming, Patrick 周栢明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 26 October 2018 | 20 June 2022 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 26 October 2018 | 20 June 2022 |
Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 07 June 2013 | 05 December 2017 |
Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 11 December 2007 | 23 January 2009 |