SFC Licences of CHENG Man Loch, Charlotte 鄭敏樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rifa Futures Limited 日發期貨有限公司 RE 2 05 August 2014 30 November 2018
Rifa Securities Limited 日發證券有限公司 RE 1 05 August 2014 30 November 2018
TFI Asset Management Limited 天風國際資產管理有限公司 RE 9 05 August 2014 27 September 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 05 August 2014 27 September 2016
Mainland Securities Limited 美聯證券有限公司 RE 1 09 April 2014 26 June 2014
Quam Securities Limited 華富建業證券有限公司 RE 2 21 January 2014 10 February 2014
Quam Securities Limited 華富建業證券有限公司 RE 9 07 November 2011 10 February 2014
Quam Securities Limited 華富建業證券有限公司 RE 4 07 November 2011 10 February 2014
Quam Securities Limited 華富建業證券有限公司 RE 1 07 November 2011 10 February 2014
Athena Wealth Management Limited 智富財富管理有限公司 RE 9 21 January 2011 07 October 2011
Athena Wealth Management Limited 智富財富管理有限公司 RE 4 21 January 2011 07 October 2011
Athena Wealth Management Limited 智富財富管理有限公司 RE 1 21 January 2011 07 October 2011
AXA China Region Investment Services Limited 安盛投資服務有限公司 RE 4 09 January 2008 02 March 2010