SFC Licences of CHENG Man Loch, Charlotte 鄭敏樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 05 August 2014 | 30 November 2018 |
Rifa Securities Limited 日發證券有限公司 | RE | 1 | 05 August 2014 | 30 November 2018 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 9 | 05 August 2014 | 27 September 2016 |
TFI Asset Management Limited 天風國際資產管理有限公司 | RE | 4 | 05 August 2014 | 27 September 2016 |
Mainland Securities Limited 美聯證券有限公司 | RE | 1 | 09 April 2014 | 26 June 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 21 January 2014 | 10 February 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 07 November 2011 | 10 February 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 07 November 2011 | 10 February 2014 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 November 2011 | 10 February 2014 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 9 | 21 January 2011 | 07 October 2011 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 4 | 21 January 2011 | 07 October 2011 |
Athena Wealth Management Limited 智富財富管理有限公司 | RE | 1 | 21 January 2011 | 07 October 2011 |
AXA China Region Investment Services Limited 安盛投資服務有限公司 | RE | 4 | 09 January 2008 | 02 March 2010 |