SFC Licences of YAM Wing Nam 任詠枬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 7 | 22 March 2011 | 03 September 2011 |
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 16 July 2010 | 03 September 2011 |
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 | RE | 9 | 21 November 2007 | 26 March 2008 |
Standard Life Investments (Hong Kong) Limited 標準人壽投資(香港)有限公司 | RE | 1 | 21 November 2007 | 26 March 2008 |
Standard Life Investments (Asia) Limited | RE | 9 | 21 November 2007 | 26 March 2008 |