SFC Licences of CHAN Lok Tin 陳樂天
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 4 | 26 November 2010 | 19 August 2011 |
Anglo Chinese Securities, Limited 英高證券有限公司 | RE | 1 | 26 November 2010 | 19 August 2011 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 4 | 24 March 2010 | 04 November 2010 |
Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 | RE | 1 | 27 December 2007 | 04 November 2010 |