SFC Licences of LAI Sin Ting 黎倩婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 26 June 2017 | 01 August 2017 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 26 June 2017 | 01 August 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 20 October 2015 | 26 June 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 20 October 2015 | 26 June 2017 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 November 2010 | 26 September 2013 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 November 2010 | 26 September 2013 |
| FT Securities Limited 富通證券有限公司 | RE | 1 | 23 November 2007 | 31 October 2010 |