SFC Licences of SHI Pui Sha, Linda 施珮莎

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 2 22 July 2014 19 August 2016
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 July 2014 19 August 2016
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 13 July 2011 03 July 2014
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 21 November 2007 28 March 2011
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 21 November 2007 28 March 2011