SFC Licences of SHI Pui Sha, Linda 施珮莎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 2 | 22 July 2014 | 19 August 2016 |
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 22 July 2014 | 19 August 2016 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 13 July 2011 | 03 July 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 21 November 2007 | 28 March 2011 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 21 November 2007 | 28 March 2011 |