SFC Licences of HON Haw Siang 韓浩祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 16 March 2011 | 19 April 2012 |
| Coventry Capital HK Limited | RE | 1 | 17 June 2010 | 07 March 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 21 November 2007 | 10 August 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 21 November 2007 | 10 August 2009 |