SFC Licences of LIU Shih Yuan, Jeff 劉仕元
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Buena Vista Fund Management (HK) Limited | RO | 9 | 15 February 2012 | |
| Buena Vista Fund Management (HK) Limited | RE | 9 | 20 January 2012 | 15 February 2012 |
| Doric Capital Corporation 多利資本有限公司 | RO | 9 | 03 March 2009 | 16 December 2011 |
| Doric Capital Corporation 多利資本有限公司 | RO | 5 | 03 March 2009 | 16 December 2011 |
| Doric Capital Corporation 多利資本有限公司 | RO | 4 | 03 March 2009 | 16 December 2011 |
| Doric Capital Corporation 多利資本有限公司 | RE | 5 | 06 May 2008 | 03 March 2009 |
| Doric Capital Corporation 多利資本有限公司 | RE | 4 | 06 May 2008 | 03 March 2009 |
| Doric Capital Corporation 多利資本有限公司 | RE | 9 | 18 April 2008 | 03 March 2009 |
| Buena Vista Fund Management (HK) Limited | RE | 9 | 31 December 2007 | 31 March 2008 |