SFC Licences of GUPTA Manik
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 04 July 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 May 2008 | 20 August 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 November 2007 | 04 July 2013 |