SFC Licences of LI Yuen Kwan 李婉君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shacom Futures Limited 上商期貨有限公司 | RE | 5 | 01 November 2012 | 09 August 2014 |
| Shacom Futures Limited 上商期貨有限公司 | RE | 2 | 01 November 2012 | 09 August 2014 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 05 March 2010 | 21 August 2012 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 05 December 2007 | 21 August 2012 |