SFC Licences of LAW Nga Ying 羅雅盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RE | 2 | 25 November 2021 | |
| BGC Securities (Hong Kong) LLC | RE | 1 | 25 November 2021 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 2 | 03 December 2020 | |
| Sunrise Brokers (Hong Kong) Limited | RE | 1 | 03 December 2020 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 06 May 2020 | 02 November 2022 |
| GFI (HK) Securities L.L.C. | RE | 7 | 01 April 2020 | |
| GFI (HK) Securities L.L.C. | RE | 2 | 01 April 2020 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 01 April 2020 | |
| BGC Securities (Hong Kong) LLC | RE | 2 | 26 June 2008 | 31 March 2020 |
| BGC Securities (Hong Kong) LLC | RE | 1 | 25 February 2008 | 31 March 2020 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 03 December 2007 | 14 January 2008 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 03 December 2007 | 14 January 2008 |