SFC Licences of AU Yuk Ling 區玉玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huarong International Securities Limited 華融國際證券有限公司 RE 1 22 October 2008 16 September 2013
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 27 December 2007 30 April 2009