SFC Licences of WICKHAM Oliver Jeremy
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capstone Financial (HK) Limited | RO | 9 | 03 August 2021 | |
| Capstone Financial (HK) Limited | RO | 4 | 03 August 2021 | |
| St. James's Place (Hong Kong) Limited | RO | 9 | 03 February 2020 | |
| St. James's Place (Hong Kong) Limited | RO | 4 | 03 February 2020 | |
| St. James's Place (Hong Kong) Limited | RO | 1 | 03 February 2020 | |
| St. James's Place (Hong Kong) Limited | RE | 4 | 06 August 2019 | 03 February 2020 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 28 May 2019 | 03 February 2020 |
| St. James's Place (Hong Kong) Limited | RE | 1 | 10 July 2012 | 11 June 2015 |
| St. James's Place (Hong Kong) Limited | RE | 4 | 09 January 2008 | 11 June 2015 |