SFC Licences of LEE Kin Man 李建民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 15 November 2013 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 15 November 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 15 November 2013 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 15 November 2013 | |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 9 | 30 October 2009 | 30 June 2014 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 4 | 30 October 2009 | 30 June 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 October 2009 | 15 November 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 30 July 2008 | 15 November 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 04 December 2007 | 15 November 2013 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 04 December 2007 | 15 November 2013 |