SFC Licences of DAVIDGE-PITTS Margaret Ju-Han 高若涵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 16 August 2019 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 16 August 2019 | |
Deltroit (Hong Kong) Limited | RE | 9 | 14 January 2014 | 31 July 2019 |
Deltroit (Hong Kong) Limited | RE | 4 | 14 January 2014 | 31 July 2019 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 21 January 2011 | 01 November 2013 |
CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 21 January 2011 | 01 November 2013 |
CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 11 December 2007 | 04 March 2009 |