SFC licenceholder AQD029 DAVIDGE-PITTS Margaret Ju-Han 高若涵

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 16 August 2019
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 16 August 2019
CQS (Hong Kong) Limited RE [4] (Advising on Securities), [9] (Asset Management) 14 January 2014 31 July 2019
CCB International Securities Limited 建銀國際證券有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 21 January 2011 01 November 2013
CLSA Research Limited 里昂證券投資研究有限公司 RE [4] (Advising on Securities) 11 December 2007 04 March 2009