SFC Licences of COATES Michael Stuart
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Kriya Capital Limited | RO | 9 | 20 June 2022 | |
| Asymmetric Advisors Limited | RO | 4 | 20 July 2018 | |
| Asymmetric Advisors Limited | RO | 1 | 20 July 2018 | |
| Kriya Capital Limited | RE | 9 | 01 February 2013 | 22 August 2018 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 16 January 2012 | 19 July 2012 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 November 2008 | 19 July 2012 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 | RE | 1 | 18 February 2008 | 22 September 2008 |