SFC Licences of SZE Yan 施昕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RO | 6 | 27 November 2023 | |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 29 July 2015 | 27 November 2023 |
| KPMG Corporate Finance Limited 畢馬威企業財務有限公司 | RE | 6 | 12 January 2012 | 04 April 2014 |
| PricewaterhouseCoopers Corporate Finance Limited | RE | 6 | 25 March 2010 | 31 December 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 16 March 2009 | 01 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 16 March 2009 | 01 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 16 March 2009 | 01 October 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 19 December 2007 | 15 January 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 December 2007 | 15 January 2009 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 December 2007 | 15 January 2009 |