SFC Licences of LI Xiang Hong 李向紅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 03 April 2018 | |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 9 | 30 October 2013 | 28 April 2017 |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 4 | 30 October 2013 | 28 April 2017 |
ICBC International Fund Management Limited 工銀國際基金管理有限公司 | RE | 1 | 30 October 2013 | 28 April 2017 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 22 March 2012 | 15 December 2014 |
ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 22 March 2012 | 15 December 2014 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 18 December 2007 | 01 April 2011 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 18 December 2007 | 01 April 2011 |