SFC Licences of LI Xiang Hong 李向紅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 17 September 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 03 April 2018
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 9 30 October 2013 28 April 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 4 30 October 2013 28 April 2017
ICBC International Fund Management Limited 工銀國際基金管理有限公司 RE 1 30 October 2013 28 April 2017
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 9 22 March 2012 15 December 2014
ICBC International Asset Management Limited 工銀國際資產管理有限公司 RE 4 22 March 2012 15 December 2014
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 18 December 2007 01 April 2011
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 18 December 2007 01 April 2011