SFC Licences of LI Jia 李佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RE | 4 | 28 November 2013 | 27 January 2014 | |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 28 November 2013 | 27 January 2014 |
| CASH Wealth Management Limited 時富財富管理有限公司 | RE | 4 | 14 February 2011 | 01 October 2013 |
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 20 December 2007 | 15 January 2011 |