SFC Licences of KELLY Stephen Wood
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 November 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 November 2018 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 15 June 2009 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 15 June 2009 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 14 July 2008 | 03 November 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 18 June 2008 | 03 November 2015 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 02 January 2008 | 23 November 2009 |