SFC Licences of SUPANGAT Herman 潘顯萬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 11 March 2010 | 19 July 2010 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 11 March 2010 | 19 July 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 11 March 2010 | 19 July 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 11 March 2010 | 19 July 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 4 | 29 September 2009 | 12 February 2010 |
| Prudential Brokerage Limited 信誠證券有限公司 | RE | 1 | 29 September 2009 | 12 February 2010 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 26 August 2009 | 15 September 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 26 August 2009 | 15 September 2009 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 1 | 21 May 2008 | 03 January 2009 |
| IPP Financial Advisers Limited 盈加理財顧問有限公司 | RE | 4 | 13 May 2008 | 03 January 2009 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 | RE | 4 | 10 January 2008 | 01 May 2008 |