SFC Licences of CHEN Xiaohuan 陳曉歡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Twin Peaks Capital Limited 崇嶺資本有限公司 | RO | 9 | 17 October 2022 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 13 October 2008 | 15 October 2008 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 13 October 2008 | 15 October 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 4 | 03 January 2008 | 29 September 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 6 | 03 January 2008 | 29 September 2008 |