SFC Licences of CHEN Xiaohuan 陳曉歡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Twin Peaks Capital Limited 崇嶺資本有限公司 RO 9 17 October 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 13 October 2008 15 October 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 13 October 2008 15 October 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 4 03 January 2008 29 September 2008
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 6 03 January 2008 29 September 2008