SFC Licences of LAU Mang Kong, Lawrence 劉孟剛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 07 July 2021 | 26 October 2022 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RO | 2 | 02 June 2020 | 26 October 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 14 November 2017 | 26 October 2022 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 07 September 2016 | 02 June 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 07 September 2016 | 14 November 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 20 April 2016 | 26 August 2016 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 January 2008 | 26 August 2016 |