SFC Licences of AU Ho Ki 歐浩基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	9	18 January 2024
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	4	23 May 2023
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RO	1	23 May 2023
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	4	03 May 2022	23 May 2023
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	1	03 May 2022	23 May 2023
Sunhigh Financial Holdings Limited 聖衡金融控股有限公司	RE	9	23 March 2022	18 January 2024
Gentleman Capital Limited 紳士資本有限公司	RE	9	03 June 2021	28 February 2022
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司	RE	2	25 October 2016	25 March 2021
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司	RE	1	25 October 2016	25 March 2021
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	22 June 2015	15 October 2016
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	18 March 2015	15 October 2016
Chief Securities Limited 致富證券有限公司	RE	1	20 December 2010	28 September 2013
OnePlatform Asset Management Limited 環一資產管理有限公司	RE	4	14 January 2008	25 March 2009