SFC Licences of WEN Xiao Jie 溫小潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 20 June 2013 | 17 October 2015 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 11 May 2011 | 17 October 2015 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 11 May 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 11 May 2011 | 31 August 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 January 2010 | 24 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 January 2008 | 24 July 2010 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 15 January 2008 | 24 July 2010 |