SFC Licences of DING Yuwen 丁煜雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Morgan Stanley Hong Kong Securities Limited	RE	7	07 June 2021
Morgan Stanley Hong Kong Securities Limited	RE	2	07 June 2021
Morgan Stanley Hong Kong Securities Limited	RE	1	07 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	5	07 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	4	07 June 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	07 June 2021
UBS Securities Hong Kong Limited	RE	7	19 December 2016	05 March 2021
UBS Securities Hong Kong Limited	RE	1	19 December 2016	05 March 2021
UBS Securities Asia Limited	RE	2	03 January 2014	05 March 2021
UBS Securities Asia Limited	RE	1	03 January 2014	05 March 2021
UBS Securities Hong Kong Limited	RE	7	03 January 2014	18 December 2016
UBS Securities Hong Kong Limited	RE	1	03 January 2014	18 December 2016
Religare Capital Markets (Hong Kong) Limited	RE	1	07 December 2009	31 December 2013
Sanston Financial Group Limited	RE	1	30 April 2009	27 November 2009
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司	RE	1	01 February 2008	03 March 2009