SFC Licences of LO Fung Ping 羅峰平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
South China Forex Limited 南華外匯有限公司 | RE | 3 | 05 September 2011 | 07 September 2011 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 05 September 2011 | 07 September 2011 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 05 September 2011 | 07 September 2011 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 17 May 2011 | 20 July 2011 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 17 May 2011 | 20 July 2011 |
Nerico Brothers Limited | RE | 3 | 12 January 2009 | 14 April 2009 |
Nerico Brothers Limited | RE | 1 | 12 January 2009 | 14 April 2009 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 29 July 2008 | 30 October 2008 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 23 January 2008 | 30 October 2008 |