SFC Licences of KIRLEY John Andrew
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RE | 2 | 02 January 2013 | 20 August 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 January 2013 | 20 August 2014 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 22 January 2008 | 04 November 2011 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 22 January 2008 | 04 November 2011 |