SFC Licences of SHIU Pui Kuen, Vivian 邵佩娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 4 | 30 March 2016 | |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 | RE | 1 | 30 March 2016 | |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 9 | 08 September 2010 | 29 January 2011 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 4 | 08 September 2010 | 29 January 2011 |
| State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 | RE | 1 | 08 September 2010 | 29 January 2011 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 25 January 2008 | 01 September 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 25 January 2008 | 01 September 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 25 January 2008 | 01 September 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 25 January 2008 | 01 September 2010 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 25 January 2008 | 01 September 2010 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 25 January 2008 | 01 September 2010 |