SFC Licences of KAY Yuen Ling, Fara 紀婉玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| OC Consultants Limited | RO | 9 | 28 January 2019 | 31 October 2019 |
| OC Consultants Limited | RO | 4 | 28 January 2019 | 31 October 2019 |
| Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 | RE | 4 | 30 June 2011 | 10 August 2017 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 4 | 18 February 2008 | 13 May 2011 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 9 | 18 February 2008 | 13 May 2011 |
| Cape Asset Management Limited 海角資產管理有限公司 | RE | 5 | 18 February 2008 | 13 May 2011 |