SFC Licences of KWOK Edwin Wing Shun 郭永淳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 4 | 03 August 2009 | 14 October 2011 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 | RE | 1 | 03 August 2009 | 14 October 2011 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 | RE | 9 | 28 January 2008 | 27 February 2009 |