SFC Licences of LAU Kwok Wai 劉國威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 25 March 2021 | |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 March 2021 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 January 2008 | 01 September 2010 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 25 January 2008 | 01 September 2010 |