SFC Licences of TAI Chuan-Huang 戴傳晃
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 26 January 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 28 November 2016 | 02 October 2017 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 4 | 03 February 2015 | 22 July 2016 |
Beevest Securities Limited 蜂投證券有限公司 | RE | 1 | 03 February 2015 | 22 July 2016 |
Open Securities Limited 開盤證券有限公司 | RE | 1 | 25 July 2012 | 30 May 2014 |
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 06 April 2009 | 30 September 2011 |
KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 10 March 2008 | 01 February 2009 |