SFC Licences of TAW Thomas James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 9 | 11 February 2015 | 14 September 2015 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 4 | 11 February 2015 | |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 | RE | 1 | 11 February 2015 | |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 7 | 25 July 2013 | 22 October 2014 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 27 August 2012 | 22 October 2014 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 31 January 2008 | 09 February 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 31 January 2008 | 09 February 2012 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 31 January 2008 | 09 February 2012 |