SFC Licences of ARCHIBALD James Maxwell
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 11 July 2011 | 06 October 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 July 2011 | 06 October 2011 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 04 February 2008 | 11 April 2010 |