SFC Licences of CHOW Sheila Sho Nan 周舒楠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rockpool Capital Limited 摩石資本有限公司 RE 9 07 August 2018
Rockpool Capital Limited 摩石資本有限公司 RE 4 07 August 2018
Rockpool Capital Limited 摩石資本有限公司 RE 1 07 August 2018
Merrill Lynch (Asia Pacific) Limited RE 4 06 December 2011 29 June 2013
Merrill Lynch (Asia Pacific) Limited RE 1 05 February 2008 29 June 2013