Current licenceholders of BMI329 Rockpool Capital Limited 摩石資本有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
TUNG Chia Hung, Michael 董家宏 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 30 September 2020
NIE Hon Ming, Alvin 倪漢銘 RE [1] (Dealing in Securities), [4] (Advising on Securities) 04 August 2020
WONG Ying Ting 黃纓婷 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 27 July 2020
CHAN Kin To Christopher 陳建圖 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 27 December 2019
KWAN Yuk Fai 關旭煇 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 30 October 2019
ER Wilson 余偉勝 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 29 March 2019
YU Daniel Ting Yao 余庭耀 RO [1] (Dealing in Securities), [4] (Advising on Securities) 04 January 2019
WONG Benjamin Malcolm 黃務騰 RE [1] (Dealing in Securities), [4] (Advising on Securities) 28 August 2018
YU Daniel Ting Yao 余庭耀 RE [9] (Asset Management) 20 August 2018
MAK Yung Pan Andrew 麥融斌 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 14 August 2018
CHOW Sheila Sho Nan 周舒楠 RE [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 07 August 2018
WONG Benjamin Malcolm 黃務騰 RO [9] (Asset Management) 09 July 2018
KOO Maurice Win-chong 顧永祥 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 09 July 2018
LIN Sunming 林孫明 RO [1] (Dealing in Securities), [4] (Advising on Securities), [9] (Asset Management) 09 July 2018