SFC Licenceholders of Rockpool Capital Limited 摩石資本有限公司
- maurice.koo@rockpoolcap.com
- Website
- www.rockpoolcap.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AMAN Matthew Kyle 沈耀星 | RE | 4 | 20 April 2023 | |
| AMAN Matthew Kyle 沈耀星 | RE | 1 | 20 April 2023 | |
| AMAN Matthew Kyle 沈耀星 | RE | 9 | 20 April 2023 | |
| CHAN John Joseph 陳日強 | RE | 9 | 15 December 2022 | 15 September 2023 |
| CHAN John Joseph 陳日強 | RE | 4 | 15 December 2022 | 15 September 2023 |
| CHAN John Joseph 陳日強 | RE | 1 | 15 December 2022 | 15 September 2023 |
| CHAN Kin To Christopher 陳建圖 | RE | 1 | 27 December 2019 | 30 June 2022 |
| CHAN Kin To Christopher 陳建圖 | RE | 4 | 27 December 2019 | 30 June 2022 |
| CHAN Kin To Christopher 陳建圖 | RE | 9 | 27 December 2019 | 30 June 2022 |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 9 | 22 September 2023 | |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 4 | 22 September 2023 | |
| CHAN Wing Kwong, Nicholas 陳永江 | RE | 1 | 22 September 2023 | |
| CHEUNG Hetti Ho-Mun 張浩汶 | RE | 9 | 12 May 2022 | 30 November 2022 |
| CHEUNG Hetti Ho-Mun 張浩汶 | RE | 4 | 12 May 2022 | 30 November 2022 |
| CHEUNG Hetti Ho-Mun 張浩汶 | RE | 1 | 12 May 2022 | 30 November 2022 |
| CHEUNG Jenny | RE | 1 | 10 November 2021 | 08 March 2024 |
| CHEUNG Jenny | RE | 4 | 10 November 2021 | 08 March 2024 |
| CHEUNG Jenny | RE | 9 | 10 November 2021 | 08 March 2024 |
| CHEUNG Ka Yee, Joyce 張嘉儀 | RE | 9 | 15 March 2021 | 13 May 2022 |
| CHEUNG Ka Yee, Joyce 張嘉儀 | RE | 4 | 15 March 2021 | 13 May 2022 |
| CHEUNG Ka Yee, Joyce 張嘉儀 | RE | 1 | 15 March 2021 | 13 May 2022 |
| CHOW Andrew Edward Chun-Hong 周鎮康 | RE | 1 | 09 November 2021 | 29 February 2024 |
| CHOW Andrew Edward Chun-Hong 周鎮康 | RE | 4 | 09 November 2021 | 29 February 2024 |
| CHOW Andrew Edward Chun-Hong 周鎮康 | RE | 9 | 09 November 2021 | 29 February 2024 |
| CHOW Sheila Sho Nan 周舒楠 | RE | 9 | 07 August 2018 | |
| CHOW Sheila Sho Nan 周舒楠 | RE | 1 | 07 August 2018 | |
| CHOW Sheila Sho Nan 周舒楠 | RE | 4 | 07 August 2018 | |
| ER Wilson 余偉勝 | RE | 1 | 29 March 2019 | 01 November 2022 |
| ER Wilson 余偉勝 | RE | 4 | 29 March 2019 | 01 November 2022 |
| ER Wilson 余偉勝 | RE | 9 | 29 March 2019 | 01 November 2022 |
| HAMABATA Corey Junzo | RE | 9 | 27 September 2022 | |
| HAMABATA Corey Junzo | RE | 1 | 25 January 2022 | 25 January 2022 |
| HAMABATA Corey Junzo | RE | 9 | 25 January 2022 | 25 January 2022 |
| HAMABATA Corey Junzo | RE | 4 | 25 January 2022 | 25 January 2022 |
| HAMABATA Corey Junzo | RE | 1 | 27 September 2022 | |
| HAMABATA Corey Junzo | RE | 4 | 27 September 2022 | |
| HAU Wai Yin 侯煒然 | RE | 1 | 09 August 2021 | 08 October 2021 |
| HAU Wai Yin 侯煒然 | RE | 9 | 09 August 2021 | 08 October 2021 |
| HAU Wai Yin 侯煒然 | RE | 4 | 09 August 2021 | 08 October 2021 |
| HU Yuhan 胡鈺晗 | RE | 1 | 25 March 2024 | |
| HU Yuhan 胡鈺晗 | RE | 4 | 25 March 2024 | |
| HU Yuhan 胡鈺晗 | RE | 9 | 25 March 2024 | |
| KOO Maurice Win-chong 顧永祥 | RO | 1 | 09 July 2018 | |
| KOO Maurice Win-chong 顧永祥 | RO | 9 | 09 July 2018 | |
| KOO Maurice Win-chong 顧永祥 | RO | 4 | 09 July 2018 | |
| KRISTIANTO Jason 林孔偉 | RE | 1 | 29 July 2021 | 24 June 2022 |
| KRISTIANTO Jason 林孔偉 | RE | 4 | 29 July 2021 | 24 June 2022 |
| KRISTIANTO Jason 林孔偉 | RE | 9 | 29 July 2021 | 24 June 2022 |
| KWAN Yuk Fai 關旭煇 | RE | 1 | 30 October 2019 | 09 January 2024 |
| KWAN Yuk Fai 關旭煇 | RE | 4 | 30 October 2019 | 09 January 2024 |
| KWAN Yuk Fai 關旭煇 | RE | 9 | 30 October 2019 | 09 January 2024 |
| LIANG Jia Jhen 梁家榛 | RE | 9 | 05 October 2022 | |
| LIANG Jia Jhen 梁家榛 | RE | 4 | 05 October 2022 | |
| LIANG Jia Jhen 梁家榛 | RE | 1 | 05 October 2022 | |
| LIM Boon Yew 林文耀 | RE | 4 | 13 December 2022 | |
| LIM Boon Yew 林文耀 | RE | 1 | 13 December 2022 | |
| LIM Boon Yew 林文耀 | RE | 9 | 01 December 2022 | |
| LIM Pei Shan Gayl 林珮珊 | RE | 9 | 27 October 2022 | 04 February 2024 |
| LIM Pei Shan Gayl 林珮珊 | RE | 4 | 27 October 2022 | 04 February 2024 |
| LIM Pei Shan Gayl 林珮珊 | RE | 1 | 27 October 2022 | 04 February 2024 |
| LIN Ruqi 林汝琪 | RE | 4 | 07 July 2023 | 03 November 2023 |
| LIN Ruqi 林汝琪 | RE | 1 | 07 July 2023 | 03 November 2023 |
| LIN Ruqi 林汝琪 | RE | 9 | 07 July 2023 | 03 November 2023 |
| LIN Sunming 林孫明 | RE | 4 | 14 February 2023 | 03 January 2024 |
| LIN Sunming 林孫明 | RE | 1 | 14 February 2023 | 03 January 2024 |
| LIN Sunming 林孫明 | RE | 9 | 14 February 2023 | 03 January 2024 |
| LIN Sunming 林孫明 | RO | 9 | 09 July 2018 | 14 February 2023 |
| LIN Sunming 林孫明 | RO | 4 | 09 July 2018 | 14 February 2023 |
| LIN Sunming 林孫明 | RO | 1 | 09 July 2018 | 14 February 2023 |
| LIU Chang | RE | 9 | 30 September 2022 | 17 October 2022 |
| LIU Chang | RE | 1 | 30 September 2022 | 17 October 2022 |
| LIU Chang | RE | 4 | 30 September 2022 | 17 October 2022 |
| LIU Na 劉鈉 | RE | 4 | 10 January 2019 | 15 May 2020 |
| LIU Na 劉鈉 | RE | 9 | 10 January 2019 | 15 May 2020 |
| LIU Na 劉鈉 | RE | 1 | 31 January 2019 | 15 May 2020 |
| LOW Jie Ying 劉洁穎 | RE | 9 | 01 April 2022 | 20 December 2023 |
| LOW Jie Ying 劉洁穎 | RE | 4 | 01 April 2022 | 20 December 2023 |
| LOW Jie Ying 劉洁穎 | RE | 1 | 01 April 2022 | 20 December 2023 |
| MAK Yung Pan Andrew 麥融斌 | RO | 1 | 09 January 2023 | |
| MAK Yung Pan Andrew 麥融斌 | RO | 9 | 09 January 2023 | |
| MAK Yung Pan Andrew 麥融斌 | RO | 4 | 09 January 2023 | |
| MAK Yung Pan Andrew 麥融斌 | RE | 9 | 14 August 2018 | 09 January 2023 |
| MAK Yung Pan Andrew 麥融斌 | RE | 4 | 14 August 2018 | 09 January 2023 |
| MAK Yung Pan Andrew 麥融斌 | RE | 1 | 14 August 2018 | 09 January 2023 |
| MOK King Yue Joseph 莫景喻 | RE | 9 | 27 May 2022 | 01 February 2024 |
| MOK King Yue Joseph 莫景喻 | RE | 4 | 27 May 2022 | 01 February 2024 |
| MOK King Yue Joseph 莫景喻 | RE | 1 | 27 May 2022 | 01 February 2024 |
| NG Sai Yip, Justin 吳世業 | RE | 9 | 20 April 2022 | 04 October 2023 |
| NG Sai Yip, Justin 吳世業 | RE | 4 | 20 April 2022 | 04 October 2023 |
| NG Sai Yip, Justin 吳世業 | RE | 1 | 20 April 2022 | 04 October 2023 |
| NIE Hon Ming, Alvin 倪漢銘 | RE | 4 | 04 August 2020 | 01 March 2021 |
| NIE Hon Ming, Alvin 倪漢銘 | RE | 1 | 04 August 2020 | 01 March 2021 |
| TAN Shih Min 陳世民 | RE | 9 | 02 June 2022 | 05 May 2023 |
| TAN Shih Min 陳世民 | RE | 4 | 02 June 2022 | 05 May 2023 |
| TAN Shih Min 陳世民 | RE | 1 | 02 June 2022 | 05 May 2023 |
| TANG Ziyuan 唐子原 | RE | 9 | 25 October 2023 | 18 February 2024 |
| TANG Ziyuan 唐子原 | RE | 4 | 25 October 2023 | 18 February 2024 |
| TANG Ziyuan 唐子原 | RE | 1 | 25 October 2023 | 18 February 2024 |
| TUNG Chia Hung, Michael 董家宏 | RO | 4 | 11 October 2021 | 17 January 2024 |
| TUNG Chia Hung, Michael 董家宏 | RO | 9 | 11 October 2021 | 17 January 2024 |
| TUNG Chia Hung, Michael 董家宏 | RO | 1 | 11 October 2021 | 17 January 2024 |
| TUNG Chia Hung, Michael 董家宏 | RE | 9 | 30 September 2020 | 11 October 2021 |
| TUNG Chia Hung, Michael 董家宏 | RE | 1 | 30 September 2020 | 11 October 2021 |
| TUNG Chia Hung, Michael 董家宏 | RE | 4 | 30 September 2020 | 11 October 2021 |
| WAN Pengcheng 万鹏程 | RE | 4 | 13 June 2023 | |
| WAN Pengcheng 万鹏程 | RE | 1 | 13 June 2023 | |
| WAN Pengcheng 万鹏程 | RE | 9 | 13 June 2023 | |
| WANG Benjamin Pai-cheng 王百成 | RE | 1 | 22 March 2022 | 21 November 2023 |
| WANG Benjamin Pai-cheng 王百成 | RE | 4 | 22 March 2022 | 21 November 2023 |
| WANG Benjamin Pai-cheng 王百成 | RE | 9 | 22 March 2022 | 21 November 2023 |
| WAT Sin Yan Kristy 屈倩茵 | RE | 1 | 10 October 2022 | 03 February 2023 |
| WAT Sin Yan Kristy 屈倩茵 | RE | 4 | 10 October 2022 | 03 February 2023 |
| WAT Sin Yan Kristy 屈倩茵 | RE | 9 | 10 October 2022 | 03 February 2023 |
| WONG Benjamin Malcolm 黃務騰 | RE | 4 | 28 August 2018 | |
| WONG Benjamin Malcolm 黃務騰 | RE | 1 | 28 August 2018 | |
| WONG Benjamin Malcolm 黃務騰 | RO | 9 | 09 July 2018 | |
| WONG Chung Kay Joyce 黃頌棋 | RE | 9 | 07 July 2022 | 01 December 2023 |
| WONG Chung Kay Joyce 黃頌棋 | RE | 1 | 07 July 2022 | 01 December 2023 |
| WONG Chung Kay Joyce 黃頌棋 | RE | 4 | 07 July 2022 | 01 December 2023 |
| WONG Grace Fan Ying 黄棻熒 | RE | 4 | 03 March 2021 | 31 July 2021 |
| WONG Grace Fan Ying 黄棻熒 | RE | 1 | 03 March 2021 | 31 July 2021 |
| WONG Grace Fan Ying 黄棻熒 | RE | 9 | 03 March 2021 | 31 July 2021 |
| WONG Yan Long Ivan 黃恩朗 | RE | 1 | 03 August 2018 | 06 May 2020 |
| WONG Yan Long Ivan 黃恩朗 | RE | 4 | 03 August 2018 | 06 May 2020 |
| WONG Yan Long Ivan 黃恩朗 | RE | 9 | 03 August 2018 | 06 May 2020 |
| WONG Ying Ting 黃纓婷 | RE | 1 | 27 July 2020 | 20 September 2021 |
| WONG Ying Ting 黃纓婷 | RE | 4 | 27 July 2020 | 20 September 2021 |
| WONG Ying Ting 黃纓婷 | RE | 9 | 27 July 2020 | 20 September 2021 |
| YU Daniel Ting Yao 余庭耀 | RE | 4 | 06 January 2021 | 16 February 2021 |
| YU Daniel Ting Yao 余庭耀 | RE | 1 | 06 January 2021 | 16 February 2021 |
| YU Daniel Ting Yao 余庭耀 | RO | 1 | 04 January 2019 | 06 January 2021 |
| YU Daniel Ting Yao 余庭耀 | RE | 9 | 20 August 2018 | 16 February 2021 |
| YU Daniel Ting Yao 余庭耀 | RE | 4 | 20 August 2018 | 04 January 2019 |
| YU Daniel Ting Yao 余庭耀 | RE | 1 | 20 August 2018 | 04 January 2019 |
| YU Daniel Ting Yao 余庭耀 | RO | 4 | 04 January 2019 | 06 January 2021 |