SFC Licences of SPIELHOFER Philippe Marc
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 01 September 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 9 | 17 May 2011 | 01 September 2015 |
| UBS Asset Management (Hong Kong) Limited | RE | 4 | 17 May 2011 | 01 September 2015 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 17 May 2011 | 01 September 2015 |
| UBS Securities Asia Limited | RE | 4 | 17 May 2011 | 01 September 2015 |
| UBS Securities Asia Limited | RE | 2 | 17 May 2011 | 01 September 2015 |
| UBS Securities Asia Limited | RE | 1 | 17 May 2011 | 01 September 2015 |
| UBS Securities Hong Kong Limited | RE | 1 | 17 May 2011 | 01 September 2015 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 April 2009 | 09 March 2011 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 April 2009 | 09 March 2011 |
| Aberdeen International Investment Management Limited | RE | 4 | 04 February 2008 | 30 April 2009 |
| Aberdeen International Investment Management Limited | RE | 1 | 04 February 2008 | 30 April 2009 |