SFC Licences of CHAN Shui Sum 陳瑞心
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 25 August 2022 | 30 April 2023 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 25 August 2022 | 30 April 2023 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 17 September 2008 | 22 July 2022 |
| Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 06 February 2008 | 22 July 2022 |