SFC Licenceholders of TFI Securities and Futures Limited 天風國際證券與期貨有限公司
- RO_tfisf@tfisec.com
- Website
- sf.tfisec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BI Chong 畢冲 | RE | 1 | 07 October 2021 | |
| BI Chong 畢冲 | RE | 2 | 24 August 2021 | |
| BI Xiangtian 畢享天 | RE | 2 | 14 July 2016 | 01 May 2017 |
| BI Xiangtian 畢享天 | RE | 1 | 14 July 2016 | 01 May 2017 |
| CHAN King Lok 陳敬樂 | RE | 1 | 24 July 2019 | 23 November 2022 |
| CHAN Lai Suen 陳麗璇 | RE | 1 | 01 September 2023 | |
| CHAN On Yi 陳安怡 | RE | 2 | 12 November 2018 | |
| CHAN On Yi 陳安怡 | RE | 1 | 12 November 2018 | |
| CHAN Shui Sum 陳瑞心 | RE | 2 | 25 August 2022 | 30 April 2023 |
| CHAN Shui Sum 陳瑞心 | RE | 1 | 25 August 2022 | 30 April 2023 |
| CHAN Wai Man 陳偉敏 | RE | 2 | 15 October 2018 | 29 October 2021 |
| CHAN Wai Man 陳偉敏 | RE | 1 | 15 October 2018 | 29 October 2021 |
| CHAN Wai Man 陳偉敏 | RE | 2 | 21 April 2015 | 28 March 2017 |
| CHAN Wai Man 陳偉敏 | RE | 1 | 21 April 2015 | 28 March 2017 |
| CHANG TSUI CHING 張翠晴 | RE | 1 | 02 November 2022 | |
| CHANG TSUI CHING 張翠晴 | RE | 4 | 24 May 2023 | |
| CHEN Jianlan 陳劍蘭 | RE | 1 | 16 July 2019 | 02 July 2021 |
| CHEN Junru 陈俊儒 | RE | 4 | 24 May 2023 | |
| CHEN Junru 陈俊儒 | RE | 1 | 07 July 2022 | |
| CHEN Zefeng 陳澤鋒 | RE | 1 | 15 November 2022 | 21 June 2023 |
| CHENG Cheng 程成 | RO | 1 | 24 December 2021 | 15 February 2022 |
| CHENG Cheng 程成 | RE | 1 | 29 October 2021 | 24 December 2021 |
| CHENG Kwai Ping, Margaret 鄭桂平 | RO | 2 | 15 December 2014 | 19 May 2015 |
| CHENG Kwai Ping, Margaret 鄭桂平 | RO | 1 | 15 December 2014 | 19 May 2015 |
| CHEUNG Fei Chau 張菲洲 | RE | 1 | 26 May 2015 | 11 June 2015 |
| CHEUNG Fei Chau 張菲洲 | RE | 2 | 26 May 2015 | 11 June 2015 |
| CHEUNG Fei Chau 張菲洲 | RO | 1 | 11 June 2015 | 08 March 2016 |
| CHEUNG Fei Chau 張菲洲 | RO | 2 | 11 June 2015 | 08 March 2016 |
| CHEUNG So Ying 張素瑩 | RE | 1 | 11 April 2022 | |
| CHIANG Chien Yin 姜鑒殷 | RE | 1 | 03 July 2020 | 05 April 2022 |
| CHIU Chun Pong 趙振邦 | RO | 1 | 10 February 2023 | |
| CHIU Yan Kit 趙仁傑 | RO | 1 | 22 July 2020 | |
| CHOW Ka Man 周家文 | RO | 1 | 22 December 2014 | 30 June 2015 |
| CHOW Ka Man 周家文 | RO | 2 | 22 December 2014 | 30 June 2015 |
| CHOW Siu Yuen 周兆沅 | RE | 1 | 20 October 2021 | 15 November 2021 |
| CHU Hon Kit 朱瀚傑 | RE | 1 | 21 October 2013 | 18 June 2015 |
| CHU Hon Kit 朱瀚傑 | RE | 2 | 04 October 2013 | 18 June 2015 |
| CHU Man Chung 朱敏聰 | RE | 2 | 22 August 2018 | |
| CHU Man Chung 朱敏聰 | RE | 1 | 24 July 2018 | |
| CHU Wai Pan 朱偉彬 | RE | 4 | 24 May 2023 | |
| CHU Wai Pan 朱偉彬 | RE | 1 | 21 December 2022 | |
| CONG Haifeng 叢海峰 | RE | 1 | 20 February 2023 | |
| DONG Yixuan 董懿萱 | RE | 1 | 16 October 2023 | |
| FAN Tianqi 范天琦 | RE | 1 | 05 October 2021 | |
| FU Kam Wai 傅錦偉 | RE | 1 | 11 August 2015 | 15 April 2016 |
| GAO Danni 高丹妮 | RE | 1 | 16 December 2020 | |
| GAO Ge 高歌 | RE | 1 | 23 August 2019 | 10 May 2022 |
| GONG Cheng 龔鋮 | RE | 1 | 31 October 2022 | |
| GU Erdong 顧爾東 | RE | 1 | 05 June 2019 | 26 August 2019 |
| GU Erdong 顧爾東 | RO | 1 | 26 August 2019 | |
| GU Kai 顧鎧 | RO | 2 | 19 November 2020 | 26 October 2021 |
| GUO Ruogu 郭若谷 | RE | 1 | 29 July 2019 | 27 November 2019 |
| GUO Ruogu 郭若谷 | RO | 1 | 27 November 2019 | 31 August 2023 |
| GUO Xiaobei 郭晓北 | RE | 1 | 10 October 2022 | 31 May 2023 |
| HAN Bosong 韓博松 | RE | 1 | 20 September 2023 | |
| HAO Dapeng 郝大鹏 | RE | 1 | 22 November 2021 | 15 February 2022 |
| HE Hui 何慧 | RE | 4 | 24 May 2023 | 31 January 2024 |
| HE Wenqi 何文棋 | RE | 1 | 08 September 2023 | |
| HO KWOK SHAM SAM 何國深 | RE | 4 | 24 May 2023 | |
| HO Ka Huen 何嘉烜 | RE | 1 | 06 May 2019 | 27 August 2019 |
| HO Ka Huen 何嘉烜 | RO | 1 | 27 August 2019 | 12 July 2022 |
| HO Kin Pan 何健彬 | RE | 1 | 18 August 2023 | |
| HU Yong 胡勇 | RO | 2 | 02 July 2021 | |
| HU Yong 胡勇 | RO | 2 | 14 September 2020 | 14 March 2021 |
| HU Yong 胡勇 | RO | 1 | 14 September 2020 | |
| HU Yong 胡勇 | RE | 2 | 29 September 2016 | 14 September 2020 |
| HU Yong 胡勇 | RE | 1 | 29 September 2016 | 14 September 2020 |
| HUANG Henan 黃赫男 | RE | 4 | 14 June 2023 | 20 December 2023 |
| HUANG Henan 黃赫男 | RE | 1 | 14 June 2022 | 20 December 2023 |
| HUANG Xiao 黃瀟 | RE | 1 | 25 September 2023 | |
| HUANG Zidong 黃梓東 | RE | 1 | 06 January 2021 | 25 June 2021 |
| HUI Ka Yan 許家欣 | RE | 1 | 15 March 2019 | |
| HUI Ka Yan 許家欣 | RE | 2 | 27 March 2019 | |
| IP Hon Wah 葉漢華 | RO | 2 | 09 March 2016 | 03 October 2016 |
| IP Hon Wah 葉漢華 | RO | 1 | 09 March 2016 | 03 October 2016 |
| JIA Xiangyu 賈翔瑜 | RE | 1 | 23 March 2022 | |
| JIAN Carson Shaoyang | RE | 1 | 25 February 2022 | 13 February 2023 |
| JIANG Chao | RO | 1 | 17 June 2022 | |
| JIANG Chao | RE | 1 | 05 November 2021 | 17 June 2022 |
| JIANG Menghan 蒋梦晗 | RE | 4 | 29 May 2023 | 22 January 2024 |
| KAM Kwan Kin 甘堃健 | RE | 2 | 18 October 2017 | 25 October 2018 |
| KAM Kwan Kin 甘堃健 | RE | 1 | 08 June 2017 | 25 October 2018 |
| KANG Minja Evelyn | RE | 1 | 01 December 2023 | |
| KANG Moqing 康墨卿 | RE | 1 | 06 September 2023 | 30 October 2023 |
| KANG Moqing 康墨卿 | RE | 4 | 06 September 2023 | 30 October 2023 |
| KANG Moqing 康墨卿 | RO | 4 | 30 October 2023 | |
| KANG Moqing 康墨卿 | RO | 1 | 30 October 2023 | |
| KO Chin Hung, Patrick 高展鴻 | RE | 4 | 08 June 2023 | |
| KO Chin Hung, Patrick 高展鴻 | RE | 1 | 30 November 2022 | |
| KONG Rong 孔蓉 | RE | 4 | 12 June 2023 | |
| KUO Ming-Chi 郭明錤 | RE | 4 | 20 June 2023 | |
| KWOK Simon 郭世民 | RO | 1 | 11 February 2019 | 14 June 2021 |
| KWOK Simon 郭世民 | RO | 2 | 29 August 2018 | 14 June 2021 |
| KWOK Simon 郭世民 | RE | 1 | 29 August 2018 | 11 February 2019 |
| KWOK Simon 郭世民 | RE | 2 | 25 July 2018 | 29 August 2018 |
| LAI Koon Ho 黎冠豪 | RO | 2 | 14 May 2013 | 15 December 2014 |
| LAI Koon Ho 黎冠豪 | RO | 1 | 14 May 2013 | 15 December 2014 |
| LAI Ying Shuet 黎映雪 | RE | 1 | 25 August 2022 | 30 April 2023 |
| LAM Man Wai 林文偉 | RE | 1 | 15 November 2013 | 10 April 2015 |
| LAM Man Wai 林文偉 | RE | 2 | 29 October 2013 | 10 April 2015 |
| LAM Pui Hei 林沛希 | RE | 2 | 16 May 2018 | 11 June 2021 |
| LAM Pui Hei 林沛希 | RE | 1 | 17 April 2018 | 11 June 2021 |
| LAM Wai Lok, Gary 林偉樂 | RO | 1 | 04 September 2018 | |
| LAU Chi Ho 劉志豪 | RO | 1 | 20 December 2016 | 31 August 2018 |
| LAU Chi Ho 劉志豪 | RE | 2 | 12 February 2015 | 24 March 2015 |
| LAU Chi Ho 劉志豪 | RE | 1 | 12 February 2015 | 20 December 2016 |
| LAU Chi Ho 劉志豪 | RO | 2 | 24 March 2015 | 31 August 2018 |
| LAU Hoi Lung 劉海龍 | RE | 1 | 16 October 2019 | 20 February 2023 |
| LAW Siu Cheong 羅肇昌 | RE | 1 | 17 August 2016 | 12 June 2017 |
| LAW Siu Cheong 羅肇昌 | RE | 2 | 29 August 2016 | 12 June 2017 |
| LEE Yat Hin 李逸軒 | RE | 1 | 10 October 2023 | |
| LEE Yat Hin 李逸軒 | RE | 1 | 15 October 2020 | 31 July 2023 |
| LEUNG Kai Ching 梁啟正 | RE | 1 | 06 February 2023 | |
| LEUNG Soi Chi 梁瑞芝 | RE | 2 | 20 April 2018 | 22 January 2019 |
| LEUNG Soi Chi 梁瑞芝 | RE | 1 | 19 September 2017 | 22 January 2019 |
| LEUNG Tai Wai 梁大偉 | RO | 1 | 21 November 2016 | 18 June 2018 |
| LEUNG Tai Wai 梁大偉 | RE | 2 | 20 October 2016 | 18 June 2018 |
| LEUNG Tai Wai 梁大偉 | RE | 1 | 20 October 2016 | 21 November 2016 |
| LEW Samson Andrew Sze Sing 廖思聖 | RO | 1 | 16 December 2014 | 01 February 2015 |
| LEW Samson Andrew Sze Sing 廖思聖 | RO | 2 | 15 January 2015 | 01 February 2015 |
| LI Chen 李琛 | RE | 1 | 26 January 2024 | |
| LI Feng 李峰 | RE | 1 | 13 June 2022 | |
| LI Huiying 李慧瀛 | RE | 1 | 20 January 2020 | 05 May 2022 |
| LI Man Man 李文敏 | RE | 1 | 24 May 2022 | |
| LI Qiu 李遒 | RE | 2 | 04 November 2013 | 17 February 2015 |
| LI Qiu 李遒 | RE | 1 | 04 November 2013 | 17 February 2015 |
| LI Quan 李泉 | RO | 1 | 22 April 2016 | 31 March 2021 |
| LI Quan 李泉 | RO | 2 | 22 April 2016 | 31 March 2021 |
| LI Ruochong 李若冲 | RE | 1 | 29 July 2021 | |
| LI Te 李特 | RE | 2 | 25 April 2022 | |
| LI Te 李特 | RO | 4 | 03 April 2023 | |
| LI Te 李特 | RO | 1 | 19 December 2019 | |
| LI Te 李特 | RE | 1 | 29 August 2019 | 19 December 2019 |
| LI Xueying 李雪莹 | RE | 1 | 07 November 2023 | |
| LI Ziye 李梓叶 | RE | 1 | 16 November 2021 | |
| LI Ziye 李梓叶 | RE | 2 | 13 May 2022 | |
| LI Zuming 李祖銘 | RE | 1 | 14 August 2023 | |
| LIM Tak Hung 林德鴻 | RE | 2 | 19 August 2013 | 09 February 2015 |
| LIM Tak Hung 林德鴻 | RE | 1 | 19 August 2013 | 09 February 2015 |
| LIN Xi 林曦 | RE | 1 | 10 March 2020 | 31 March 2024 |
| LIN Yidan 林逸丹 | RE | 4 | 15 February 2024 | |
| LIU Kui 刘奎 | RE | 1 | 28 October 2020 | 15 March 2022 |
| LIU Xiayu 劉夏雨 | RE | 1 | 07 February 2023 | 15 March 2023 |
| LUI Kai Yiu 雷啓耀 | RE | 1 | 26 April 2022 | |
| LUO Ruohang 羅若航 | RE | 1 | 28 September 2020 | 21 April 2022 |
| MA Wing Cheong 馬永昌 | RE | 1 | 31 October 2022 | |
| MENG Xiaoning 孟小宁 | RE | 1 | 17 January 2020 | 16 July 2020 |
| NG Hong Wing 吳匡榮 | RO | 2 | 14 May 2013 | 24 December 2014 |
| NG Hong Wing 吳匡榮 | RO | 1 | 14 May 2013 | 24 December 2014 |
| NG Kwong Fung 伍广鋒 | RE | 2 | 07 August 2023 | |
| NG Kwong Fung 伍广鋒 | RE | 1 | 09 June 2022 | |
| NG Sin Yee Crystal 吳倩宜 | RE | 1 | 02 November 2021 | 30 March 2023 |
| NG Siu Fung, Samson 吳肇鋒 | RE | 1 | 06 November 2023 | |
| NGAN Po Yan 顏寶欣 | RE | 1 | 21 October 2020 | 18 June 2022 |
| NIE Shuyue 聶舒玥 | RE | 2 | 11 December 2023 | |
| NIE Shuyue 聶舒玥 | RE | 1 | 11 December 2023 | |
| OUYANG Jiashu 歐阳嘉姝 | RE | 1 | 28 June 2021 | |
| PAN Jian 潘暕 | RE | 4 | 29 May 2023 | |
| POON Chun Ming 潘俊銘 | RE | 1 | 18 June 2015 | 25 April 2016 |
| POON Chun Ming 潘俊銘 | RE | 2 | 18 June 2015 | 25 April 2016 |
| QI Yujing 祁钰景 | RE | 1 | 15 June 2022 | |
| QI Yujing 祁钰景 | RE | 4 | 24 May 2023 | |
| REN Jingyi 任婧怡 | RE | 1 | 03 April 2023 | |
| REN Yutong 任雨桐 | RE | 1 | 25 September 2023 | |
| SHEN Yi 沈逸 | RE | 1 | 12 April 2022 | 21 June 2023 |
| SHEN Yi 沈逸 | RE | 4 | 24 May 2023 | 21 June 2023 |
| SHUPLETSOV Alexander | RE | 1 | 25 March 2024 | |
| SU Tingjuan 蘇婷娟 | RE | 1 | 05 June 2019 | 29 April 2020 |
| SUN Haiyang 孙海洋 | RE | 4 | 06 June 2023 | |
| SUN Hanbing 孙晗冰 | RE | 4 | 14 June 2023 | |
| SUN Hanbing 孙晗冰 | RE | 1 | 15 June 2022 | |
| SUN XIU 孫秀 | RE | 1 | 27 November 2023 | |
| SUO Yawei 索雅薇 | RE | 1 | 22 August 2023 | |
| TAM Hoi Man 譚凱文 | RE | 2 | 14 July 2016 | 18 April 2018 |
| TAM Hoi Man 譚凱文 | RE | 1 | 22 June 2016 | 18 April 2018 |
| TAN Zhiyi 譚芷宜 | RE | 1 | 05 February 2021 | 23 June 2021 |
| TONG Kai Hei, Angela 唐啟僖 | RE | 2 | 04 May 2022 | |
| TONG Kai Hei, Angela 唐啟僖 | RE | 1 | 25 May 2021 | |
| TSANG Kwong Hing 曾廣慶 | RE | 2 | 17 March 2015 | 20 June 2016 |
| TSANG Kwong Hing 曾廣慶 | RE | 1 | 17 March 2015 | 20 June 2016 |
| TSANG Tang Kwan 曾騰君 | RO | 1 | 08 February 2023 | |
| TSANG Tang Kwan 曾騰君 | RE | 4 | 18 August 2023 | |
| TSANG Tang Kwan 曾騰君 | RE | 1 | 11 June 2020 | 08 February 2023 |
| TSE Hin Chau 謝衍籌 | RE | 2 | 02 August 2016 | 19 May 2023 |
| TSE Hin Chau 謝衍籌 | RE | 1 | 02 August 2016 | 19 May 2023 |
| WAN Li 万力 | RE | 1 | 26 August 2021 | 15 February 2022 |
| WANG Junbo 王峻波 | RE | 1 | 05 November 2021 | 21 March 2022 |
| WANG Junbo 王峻波 | RO | 1 | 21 March 2022 | |
| WANG Mengkai 王夢愷 | RE | 4 | 29 May 2023 | |
| WANG Qi 王奇 | RE | 1 | 30 July 2019 | 10 November 2021 |
| WANG Tian 王天 | RE | 1 | 09 July 2020 | 09 February 2022 |
| WANG Ting 王町 | RE | 1 | 28 January 2022 | |
| WANG Ting 王町 | RE | 2 | 08 April 2020 | 29 May 2020 |
| WANG Ting 王町 | RO | 2 | 29 May 2020 | |
| WANG Yifan 王一帆 | RE | 1 | 15 July 2022 | |
| WEI Jiren 魏己人 | RE | 1 | 09 August 2022 | |
| WENG Jiani 翁佳妮 | RE | 1 | 08 September 2021 | |
| WONG Chim 王潛 | RE | 1 | 23 June 2022 | 16 March 2024 |
| WONG Kwai Chiu 王貴釗 | RE | 1 | 18 May 2015 | 01 June 2015 |
| WONG Kwai Chiu 王貴釗 | RE | 2 | 18 May 2015 | 05 July 2016 |
| WONG Kwai Chiu 王貴釗 | RO | 1 | 01 June 2015 | 05 July 2016 |
| WONG Tung Hing 黃東興 | RE | 2 | 02 June 2022 | |
| WONG Tung Hing 黃東興 | RE | 1 | 02 June 2022 | |
| XIAO Feng Phoenix 肖鳳 | RE | 4 | 24 May 2023 | |
| XIAO Feng Phoenix 肖鳳 | RE | 1 | 27 September 2022 | |
| XIE Yunjia 謝云佳 | RE | 1 | 28 October 2020 | 31 December 2020 |
| XIONG Shiyi 熊詩怡 | RE | 1 | 13 September 2022 | |
| XU Jingjing 徐晶晶 | RE | 1 | 21 January 2022 | |
| YANG Shuo 楊碩 | RE | 1 | 20 September 2023 | |
| YAU Chung Yuen 游松源 | RE | 1 | 01 April 2014 | 20 May 2015 |
| YAU Chung Yuen 游松源 | RE | 2 | 01 April 2014 | 20 May 2015 |
| YE Fei 叶菲 | RE | 1 | 23 May 2023 | |
| YE Fei 叶菲 | RE | 4 | 23 May 2023 | |
| YE Zhu 葉硃 | RE | 1 | 17 January 2020 | 17 May 2021 |
| YEUNG Chi Wai 楊志偉 | RE | 2 | 25 August 2022 | 30 April 2023 |
| YEUNG Chi Wai 楊志偉 | RE | 1 | 25 August 2022 | 30 April 2023 |
| YEUNG Chi Wai 楊志瑋 | RE | 1 | 30 September 2019 | 01 July 2022 |
| YIP Kai Hong 葉啟航 | RE | 2 | 31 May 2016 | 11 June 2017 |
| YIP Kai Hong 葉啟航 | RE | 1 | 05 May 2016 | 11 June 2017 |
| YU Hailian 于海蓮 | RO | 4 | 29 June 2023 | |
| YU Hailian 于海蓮 | RE | 1 | 23 October 2019 | |
| YU Jiaqiang 余家強 | RE | 1 | 27 May 2020 | 30 September 2021 |
| YU Ke Cheng 余可騁 | RE | 4 | 29 May 2023 | 15 March 2024 |
| ZENG Jiaqi 曾嘉祺 | RE | 1 | 08 March 2024 | |
| ZHANG Gai 張盖 | RE | 1 | 11 January 2022 | |
| ZHANG Jing An 張京安 | RE | 1 | 28 July 2022 | |
| ZHANG Qin 張欽 | RE | 1 | 25 November 2021 | |
| ZHANG Qin 張欽 | RE | 4 | 24 May 2023 | |
| ZHAO Bei 趙蓓 | RE | 1 | 04 October 2023 | |
| ZHAO Bei 趙蓓 | RE | 4 | 04 October 2023 | |
| ZHENG Zelin 鄭澤霖 | RE | 2 | 02 April 2024 | |
| ZHENG Zelin 鄭澤霖 | RE | 1 | 02 April 2024 | |
| ZHONG Zhenwu 鍾振武 | RE | 2 | 24 December 2021 | |
| ZHONG Zhenwu 鍾振武 | RE | 1 | 21 March 2022 | |
| ZHOU Wenqi 周文頎 | RE | 1 | 10 July 2020 | 26 October 2021 |
| ZHOU Yufeng 周宇锋 | RE | 1 | 13 January 2020 | 04 December 2020 |
| ZHU Yunpeng 朱云鵬 | RO | 1 | 24 January 2022 | |
| ZHU Yunpeng 朱云鵬 | RE | 1 | 06 January 2021 | 24 January 2022 |
| ZOU Chuan 鄒傳 | RO | 4 | 03 April 2023 | |
| ZOU Chuan 鄒傳 | RO | 1 | 16 December 2019 | |
| ZOU Chuan 鄒傳 | RO | 2 | 05 May 2020 |