SFC Licences of STOCKER Benjamin James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Religare Capital Markets (Hong Kong) Limited | RE | 1 | 02 September 2015 | 11 November 2015 |
| Religare Capital Markets (Hong Kong) Limited | RE | 4 | 24 August 2015 | 11 November 2015 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 13 July 2011 | 27 October 2011 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 26 May 2010 | 10 November 2012 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 14 February 2008 | 01 April 2010 |